| LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
| Address1 |
1101 PENNSYLVANIA AVENUE, NW, #800
| Address2 |
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| City |
WASHINGTON
| State |
DC
| Zip Code |
20004
| Country |
USA
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3. Principal place of business (if different than line 2)
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| State |
| Zip Code |
| Country |
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| 5. Senate ID# 55757-12
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| 6. House ID# 351660000
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| TYPE OF REPORT | 8. Year |
2010
| Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
| 10. Check if this is a Termination Report | Termination Date |
| 11. No Lobbying Issue Activity |
| INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
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| 12. Lobbying | 13. Organizations | ||||||||
| INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
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| Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income from the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
| Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
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| Signature |
Digitally Signed By: Sue K. DiLandro, VP Federal Government Relations
| Date |
07/20/2010
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LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code FIN
16. Specific lobbying issues
Mortgage Lending Reform in the following bill:
HR 2454 - American Clean Energy and Security Act
Target Date Funds
Financial Regulatory Reform in the following bills and proposals:
HR 977 - Derivatives Markets Transparency and Accountability Act of 2009
S 1074 - Shareholder Bill of Rights Act of 2009
Administration proposal - "Financial Regulatory Reform: A New Foundation"
HR 3126 - Consumer Financial Protection Act of 2009
HR 2609 - Office of Insurance Information
Treasury proposal - Office of National Insurance (Title V)
Treasury proposal - Improvements to Regulation of Over-the-Counter Derivatives Markets (Title VII)
S 1691 - Comprehensive Derivatives Regulation Act of 2009
HR 2861 - Shareholder Empowerment Act
HR 4173 - Wall Street Reform and Consumer Protection Act
HR 1728 - Mortgage Reform and Anti-Predatory Lending Act
Restoring American Financial Stability Act
HR 3817 - Investor Protection Act
Proxy Access Proposed SEC Rule
S 3217 - Restoring American Financial Stability Act of 2010
"Volcker Rule"
Conference Report H.Rept.111-517
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Labor - Dept of (DOL), Securities & Exchange Commission (SEC), State - Dept of (DOS), Treasury - Dept of, White House Office, Federal Reserve System
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
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Daniel
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Keniry
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Sue
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DiLandro
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Kathryn
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Anderson
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Langston
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Emerson
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Nicole
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Petrosino
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code RET
16. Specific lobbying issues
Retirement Security in the following bill:
S 2832 - Lifetime Income Disclosure Act
Separate Account Prohibited Transaction Exemptions
Federal required reporting for pension plan sponsors
Auto-Enroll
Auto-Escalate
Fee Transparency in the following bills:
S 401 - Defined Contribution Fee Disclosure Act of 2009
HR 2779 - Defined Contribution Plan Fee Transparency Act of 2009
HR 2989 - 401(k) Fair Disclosure and Pension Security Act of 2009
Retiree Healthcare
Investment Advice in the following bill:
HR 1988 - Conflicted Investment Advice Prohibition Act of 2009
Pension Funding Relief in the following bill:
HR 3962 - Affordable Health Care Improvement Act
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Labor - Dept of (DOL), Treasury - Dept of, White House Office
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
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Daniel
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Keniry
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Sue
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DiLandro
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Kathryn
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Anderson
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Langston
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Emerson
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Nicole
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Petrosino
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TAX
16. Specific lobbying issues
Auto-IRA proposals
Saver's Credit Expansion
Dividend Tax
Corporate Owned Life Insurance
Benefits Tax Equity for Non-traditional Dependents in the following bills:
HR 2625/S 1153 - Tax Equity for Health Plan Beneficiaries Act
HR 3200 - America's Affordable Health Choices Act
Estate Tax in the following bill:
HR 4154 - Permanent Estate Tax Relief for Families, Farmers, and Small Businesses Act of 2009
Charitable IRA Rollovers and Roth 457(b) in the following bills:
HR 4213 - Tax Extenders Act of 2009
S 2973- Small Business Job Creation Tax Act of 2010
S 3024 - Job Impact Analysis Act of 2010
S 3103 - Small Business Job Creation Act of 2010
S 3228 -Small Business Innovation to Job Creation Act of 2010
Financial Transaction Tax
Annuity Tax in the following bill:
HR 3200 - America's Affordable Health Choices Act
Financial Crisis Responsibility Fee in the following bill:
HR 4191 - Let Wall Street Pay for Wall Street's Bailout Act of 2009
Broaden the Medicare Hospital Insurance Tax Base for High-Income Taxpayers
Retirement Plans Non-discrimination Compliance in the following bills:
HR 4126 - Retirement Fairness Act
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Treasury - Dept of, White House Office
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
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Daniel
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Keniry
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Sue
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DiLandro
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Kathryn
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Anderson
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Langston
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Emerson
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Nicole
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Petrosino
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code INS
16. Specific lobbying issues
Optional Federal Charter in the following bills:
HR 1880 - National Insurance Consumer Protection Act
HR 2609 - Insurance Information Act
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Treasury - Dept of, White House Office
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
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Daniel
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Keniry
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Sue
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DiLandro
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Kathryn
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Anderson
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Langston
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Emerson
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Nicole
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Petrosino
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code LBR
16. Specific lobbying issues
Equality in Employment Practices in the following bill:
HR 3017 - Employment Non-discrimination Act of 2009
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
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Daniel
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Keniry
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Sue
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DiLandro
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Kathryn
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Anderson
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Langston
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Emerson
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Nicole
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Petrosino
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
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21. Client new principal place of business (if different than line 20)
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22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
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ISSUE UPDATE
24. General lobbying issue that no longer pertains
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AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
| Name | Address |
Principal Place of Business (city and state or country) |
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26. Name of each previously reported organization that is no longer affiliated with the registrant or client
| 1 | 2 | 3 |
FOREIGN ENTITIES
27. Add the following foreign entities:
| Name | Address | Principal place of business (city and state or country) | Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
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28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
| 1 | 3 | 5 |
| 2 | 4 | 6 |